How OSFI B-13 Technology and Cyber Risk Management expectations and E-23 model governance map to pre-execution evidence for capital markets AI agents.
2026-05-04
How FINTRAC PCMLTFA record-keeping, KYC, AML disposition, and STR obligations map to pre-execution evidence for capital markets AI agents.
2026-05-04
How CSA Staff Notice 11-348 on AI systems in capital markets maps to pre-execution evidence, approval binding, parameter controls, and fail-closed enforcement for AI agents.
2026-04-30
How CIRO rules, legacy IIROC expectations, UMIR order lifecycle requirements, trading supervision, and IDPC recordkeeping map to pre-execution evidence for capital markets AI agents.
2026-04-29
A compliance guide to verifying fail-closed AI systems using approval envelopes, evidence chains, execution traces, and independent verification artifacts.
2026-04-08
Append-only audit log architecture for AI enforcement evidence: tamper-resistant design, actor attribution, hash-chained continuity, and capital markets regulatory context for OSFI and FINTRAC obliga…
2026-03-23