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Implementation Guide for Fail-Closed Enforcement (v1.0)

This documentation defines how to implement systems that satisfy INV-1 through INV-6.

Reference specification: Fail-Closed AI Execution Enforcement Specification (v1.0).

Compliance Scope

A compliant implementation satisfies INV-1 through INV-6 as written, enforces a fail-closed execution boundary, emits attributable audit records for every request, and produces artifacts sufficient for independent verification.

A non-compliant implementation fails one or more invariants, permits any execution-capable interface outside the Gate enforcement boundary, uses fail-open behavior, relies on eventual consistency for replay prevention, or omits attributable audit evidence.

Spec Drift Warning: changes that break invariant mappings invalidate compliance with v1.0.

Routing

Start here based on your goal:

- Implement enforcement → Architecture & Control Flow
- Implement request evidence correlation → Request Evidence Correlation
- Satisfy invariants → Invariant Mapping
- Validate system → Verification Integration
- Run third-party audit → Auditor Checklist
- Understand constraints → Failure Modes & Assumptions

Architecture & Control Flow

Implement Gate, Control Plane, Execution Layer, and Audit System as a fail-closed topology.

Invariant Mapping: INV-1, INV-6

Invariant Mapping

Map every implementation requirement to INV-1 through INV-6 and to compliance evidence.

Invariant Mapping: INV-1, INV-2, INV-3, INV-4, INV-5, INV-6

Verification Integration

Produce verification artifacts and run checks without system trust.

Invariant Mapping: ALL INVARIANTS

Failure Modes & Assumptions

Define denial behavior, partition handling, and trust boundaries.

Invariant Mapping: INV-4

Request Evidence Correlation

Correlate gateway events, checkpoint state, and operator evidence views around a shared request ID.

Invariant Mapping: INV-5

Auditor Checklist

Run a third-party compliance review against INV-1 through INV-6 using artifacts and verification steps.

Invariant Mapping: ALL INVARIANTS

Normative Sections

All implementation sections use RFC-style language. MUST, MUST NOT, SHALL, and SHALL NOT are compliance terms. Deviation from any mandatory statement is detectable and non-compliant.